Our People

Joe Flores

Joe Flores*, CAIA®
Regional Vice President – North Central, Ohio Valley

Joe Flores is a regional vice president at Tortoise, covering the North Central territory. 

Joe graduated from the University of Illinois at Urbana-Champaign with a Bachelor of Science in Finance. After school, he began his professional career at Kemper Funds in 1999 before joining Claymore Securities, a predecessor firm to Guggenheim Investments. He has passed the Series 6, 7, 63 and 65 exams and holds the Chartered Alternative Investment Analyst (CAIA) designation.

Philanthropically, Joe is a board member at Marian Catholic High School as well as director and co-founder of a not-for-profit called Becky’s Warriors; Becky’s Warriors helps families that are affiliated with Marian Catholic High School who are fighting against cancer. He also has been active in the Illinois chapter of the Financial Planning Association (FPA) and served on the board of directors in 2013 and 2014.

At home in the western suburbs of Chicago, Joe is married and has two daughters. He is an avid fan of the Chicago Cubs, Chicago Bears and Fighting Illini athletics. He enjoys spending time with his family, playing guitar, reading and live music. 


Firm Overview (At 10/31/2017)

  • Assets
    Approximately $19.8 billion under advisement 
  • Founded
  • Employees
  • Offices

    World Headquarters - Leawood, KS
    New York, NY
    Los Angeles, CA
    Wilton, CT
    Grand-Duchy of Luxembourg